Disclosures concerning Graaffs Trust Limited

(As required by the Financial Advisory and Intermediary Services Act)
Full business name:   GRAAFFS TRUST LIMITED
Registration number:   1952/000684/06
FSP number   709
Physical address:   3rd Floor, No. 9 Church Square, Cape Town, 8001
Postal address:   P O Box 1609, Cape Town, 8000
 
Telephone number:   +27 21 464-3100
Fax number:   +27 21 461 7492
Email address:   info@graaffs.co.za
Web address:   www.graaffs.co.za
 
Compliance officer:   MOONSTONE COMPLIANCE (PTY) LTD
Contact person:   CHARMAINE TERBLANCHE
Telephone number:   +27 21 883 8000
Email address:   cterblance@moonstonecompliance.co.za
 
Key individual & representative:   BRETT GAVIN MOORE (BComm Dip.Acc CA(SA))
Position held:   Executive Director
Telephone number:   +27 21 204 7488
Email address:   brett@graaffs.co.za
 
Key individual & representative:   JENNIFER CRESSWELL (BAcc CA(SA) HDip.Tax)
Position held:   Executive Director
Telephone number:   +27 21 464 3100
Email address:   jenny@graaffs.co.za
 
Representative:   FIONA JEAN MCKEND(BCom LLB HDip.Tax TEP)
Position held:   Executive Director
Telephone number:   +27 21 204 7490
Email address:   fiona@graaffs.co.za
 
Representative:   NINA LOOTS(BCom LLB)
Position held:   Client Manager
Telephone number:   +27 21 204 7492
Email address:   nina@graaffs.co.za
 
Representative:   SHANICE DAVIDS (Professional Accountant (SA))
(under Supervision)
Position held:   Finance Assistant
Telephone number:   +27 21 464 3100
Email address:   shanice@graaffs.co.za

Graaffs Trust Limited holds a Category I and II FSP licence. 

Brett Gavin Moore is authorised to provide financial services with respect to the following sub-categories: 

  CATERGORY I CATERGORY II
SUBCATERGORY ADVICE INTERMEDIARY INTERMEDIARY
Shares X X X
Money market instruments X X X
Debentures and securitised debt X X X
Warrants, certificates and other instruments X X X
Bonds X X X
Collective investment schemes X X X
Collective investment schemes – Hedge funds X X X
Long term deposits X
Short term deposits X X X
Structured deposits X X X

Jennifer Cresswell is authorised to provide financial services with respect to the following sub-categories: 

  CATERGORY I CATERGORY II
SUBCATERGORY ADVICE INTERMEDIARY INTERMEDIARY
Shares X X X
Money market instruments X X X
Debentures and securitised debt X X X
Warrants, certificates and other instruments X X X
Bonds X X X
Long term deposits X
Short term deposits X X X
Structured deposits X X X

Fiona Jean McKend is authorised to provide financial services with respect to the following sub-categories: 

  CATERGORY I CATERGORY II
SUBCATERGORY ADVICE INTERMEDIARY INTERMEDIARY
Shares X X X
Money market instruments X X X
Bonds X X X
Long term deposits X
Short term deposits X X X
Structured deposits X X X

Nina Loots is authorised to provide financial services with respect to the following sub-categories: 

  CATERGORY I CATERGORY II
SUBCATERGORY ADVICE INTERMEDIARY INTERMEDIARY
Shares X X X
Money market instruments X X X
Debentures and securitised debt X X X
Warrants, certificates and other instruments X X X
Bonds X X X
Collective investment schemes X X X
Collective investment schemes – Hedge funds X X X
Long term deposits X
Short term deposits X X X
Structured deposits X X X

Shanice Davids is authorised to provide financial services (under supervision of Jennifer Cresswell) with respect to the following sub-categories:  

  CATERGORY I CATERGORY II
SUBCATERGORY ADVICE INTERMEDIARY INTERMEDIARY
Shares X X X
Money market instruments X X X
Debentures and securitised debt X X X
Warrants, certificates and other instruments X X X
Bonds X X X
Long term deposits X
Short term deposits X X X
Structured deposits X X X

No conditions or restrictions have been imposed by the Registrar.

SPECIFIC DISCLOSURES SIGNING OF INCOMPLETE DOCUMENTS

You are hereby advised and cautioned that no person acting on behalf of the provider may in the course of the rendering of a financial service request you to sign any written or printed form or document unless all material details required to be inserted thereon by you or on your behalf have already been inserted.


RESPONSIBILITY FOR CORRECTNESS AND COMPLETENESS OF INFORMATION

Please be aware when completing any documentation or providing any information, that all material facts must be accurately and properly disclosed. You are entirely responsible for the accuracy and completeness of all answers, statements or other information provided by you or on your behalf.

Please note that all material facts in respect of any application, proposal, order, instruction or other contractual information that is required to be completed for, or submitted to a product supplier by or on your behalf that relates to the purchase of an investment in any financial product, including any amendment thereof or variation thereto, must be accurately or properly disclosed.

Any misrepresentation or non-disclosure of a material fact or the inclusion of incorrect information could result in the cancellation of the transaction by the product supplier.